NISM-Series-VI: Depository Operations Certification Examination Mock Test

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NISM-Series-VI: Depository Operations Certification Examination Mock Test Details

The examination seeks to create a common minimum knowledge benchmark for associated persons engaged or employed by a registered depository participant in (a) dealing or interacting with clients, (b) dealing with securities of clients, (c) handling redressal of investor grievances, (d) internal control or risk management, (e) activities having a bearing on operational risk, or (f) maintenance of books and records pertaining to the above activities.

Important Note

  • NISM Depository Operations Exam is the benchmark exam from April 2011 for persons employed in a registered Depository.
  • NSDL Depository Operations Exam, BCCD exams are not benchmark exams from April 2011.
  • So keep in mind this is NISM Depository Mock Test not NSDL Mock Test or BCCD Mock Test.
  • If you are looking for Stock (Share) Market Trading and Training Course for Depository Participant this Mock Test can help you to become certified professional.

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Why Financial Street

  1. Get 400-500 MCQ(Multiple Choice Question) in PDF Format
  2. Delivery(PDF) With in 5 Min In Your Email Account
  3. Clear Your Exam in Very First attempt
  4. Easy to Study on Desktop/Mobile
  5. Give Exam with High Confidence
  6. Excellent Passing/Success Rate
  7. Variety of Question & Answers
  8. Easy to Study Offline/Online
  9. Regularly Updated
  10. Join Free Demo


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Mock Test Price

Rs.499 Rs.399( Till 31-Jan-2019)inclusive tax

Time Validity

3 Months


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Examination Objectives

On successful completion of the examination the candidate should:

  • Know the basics of the Indian securities market and the depository system, the need for depository and the key features of the depository system in India.
  • Understand the institutional structure of the depository system in India and the business partners of a depository.
  • Understand the regulatory framework in which the depositories and its DPs function, their eligibility criteria, registration procedure, rights and obligations etc.
  • Know the various functions of the Depository and its Depository Participants (DPs) such as dematerialisation, trading and settlement, pledging and hyphenation.
  • Understand how a demat account is opened, documents required to open an account and significance of Power of Attorney (POA).

Assessment Structure

The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 60%. There shall be negative marking of 25% of the marks assigned to a question.

5 Year


“These Mock Test papers kept my morals high and passed my NISM DP Certification exam with enormous Marks. All is just because of Financial Street

Mr. Aneesh (Rajasthan)