NISM-Series-VII: Securities Operations and Risk Management Certification Exam Mock Test

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Financial Street offer NISM-Series-VII: Securities Operations and Risk Management Certification Exam Mock Test with 400-500 (Question & Answers)
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NISM-Series-VII: Securities Operations and Risk Management Certification Exam Mock Test Details

The examination seeks to create a common minimum knowledge benchmark as the requisite standard for associated persons of a registered Stock Broker/Trading Member/Clearing Member in recognized stock exchanges, involved in (a) assets or funds of investor or clients (b) redressal of investor grievances, (c) internal control or risk management and (d) activities having a bearing on operational risk.

Important Note

If you are looking for Stock (Share) Market Trading and Training Course for Financial Market Basic Operations this Mock Test can help you to become certified professional.

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  1. Get 400-500 MCQ(Multiple Choice Question) in PDF Format
  2. Delivery(PDF) With in 5 Min In Your Email Account
  3. Clear Your Exam in Very First attempt
  4. Easy to Study on Desktop/Mobile
  5. Give Exam with High Confidence
  6. Excellent Passing/Success Rate
  7. Variety of Question & Answers
  8. Easy to Study Offline/Online
  9. Regularly Updated
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Mock Test Price

Rs.499 Rs.399( Till 31-Jan-2019)inclusive tax

Time Validity

3 Months

 

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Examination Objectives

On successful completion of the examination the candidate should:

  • Know the basics of the Indian securities market, the different products traded and the various market participants and the respective roles they play in the Indian securities market.
  • Understand the regulatory framework and the role of the Securities Exchange Board of India.
  • Know the various functions of the Front Office, Middle Office and Back Office in a Securities Broking Firm.
  • Understand the trade life cycle, the steps and participants involved in the trade life cycle and the role of the back office in a securities broking firm.
  • Understand how the risks are managed in a securities broking firm, the clearing and settlement process.
  • Understand the process of investor grievances redressal.

Assessment Structure

The examination consists of 100 questions of 1 mark each and should be completed in 2 hours. The passing score for the examination is 50%. There shall be negative marking of 25% of the marks assigned to a question.

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